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U.S. Securities and Exchange Commission
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511	Updated May 11, States and D.C. Have Intrastate Securities Exemptions That Allow Equity Crowdfunding By David M. Freedman (author profile below) In 17 U.S. states and the District of Columbia, non-accredited inv Add to Reading List Source URL: www.freedman-chicago.com Language: English - Date: 2015-05-11 12:44:02 United States Securities and Exchange Commission Corporate finance Crowd funding Accredited investor Regulation D Securities offering Securities Act Hedge fund Financial economics Investment Finance
512	Proposed Rule: Net Worth Standard for Accredited Investors Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-25 13:21:38 Financial regulation 73rd United States Congress Investment Finance Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
513	Teachers Workshop Program Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
514	System of Record Notice SEC-24: Freedom of Information and Privacy Act Requests Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-08-27 15:06:52 Privacy law Government Freedom of information in the United States Politics of the United States Privacy Act U.S. Securities and Exchange Commission Public records Securities Exchange Act Privacy Office of the U.S. Department of Homeland Security Freedom of information legislation Law Freedom of Information Act
515	Order: American Fidelity Dual Strategy Fund, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-26 10:25:47 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
516	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-20 11:43:54 U.S. Securities and Exchange Commission Government 76th United States Congress New Deal agencies Investment Advisers Act
517	Putnam Classic Equity Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:15:19 U.S. Securities and Exchange Commission Financial regulation Financial economics Finance Financial services 76th United States Congress Investment Company Act United States securities law
518	Microsoft Word - Document36 Add to Reading List Source URL: fic.wharton.upenn.edu Language: English - Date: 2006-07-28 16:07:23 United States securities law Investment 73rd United States Congress Securities Exchange Act Financial system U.S. Securities and Exchange Commission Stock exchange Financial market Banja Luka Stock Exchange Stock market Financial economics United States Securities and Exchange Commission
519	#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940-- Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 14:54:20 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States Securities Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
520	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-07 12:58:36 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities regulation in the United States Government Securities Exchange Act Investment Advisor United States securities law 76th United States Congress Financial regulation

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